American Institute of Certified Planners (AICP) Practice Exam

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What two actions may the Ethics Officer take regarding an investigation?

  1. Hold a public hearing and issue a sanction

  2. Dismiss the charge and issue a complaint

  3. Request further evidence and involve law enforcement

  4. Make a public statement and dismiss the charge

The correct answer is: Dismiss the charge and issue a complaint

The selected answer reflects the potential actions that an Ethics Officer can take in response to an investigation. Dismissing the charge indicates that after evaluating the evidence or allegations, the Ethics Officer finds insufficient grounds to proceed with any further action. This is a critical function, as it helps to ensure that only valid complaints are pursued, thereby maintaining the integrity of the ethical standards. Issuing a complaint, on the other hand, provides a formal mechanism to address and document concerns, allowing for the matter to be escalated or investigated further if warranted. The dual nature of this response underscores the discretion that an Ethics Officer possesses in managing inquiries into ethical breaches. By having the authority to both dismiss and issue complaints, the Ethics Officer can effectively administer their duties in a balanced manner, ensuring fairness and due process in addressing ethical issues.